American Investment Licences: Series 6 & Series 7

The first investment licence that potential advisors pursue is either the Series 6 or the Series 7 certification from FINRA. Between the two options, an individual is able to decide as to whether they want to jump right into the investments industry, or instead work their way in more … [Read more...]

American Investment Licenses: Series 3, Series 55, and Series 86/87

Upon having completed the licensing process to become a financial advisor, professionals will often feel the need to continue their education so as to climb the corporate ladder. While many individuals are comfortable remaining in advisory positions, the pursuit of additional … [Read more...]