10-K It is the company annual report required by Securities Exchange Commission, which needs to be filed within 3 months of the end of fiscal year. It gives a comprehensive view of the company’s business performance. … [Read more...]
12b-1 Funds
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12b-1 Funds These are mutual funds that levy no back end or upfront commission. To cover the costs of marketing and selling, they instead keep up to 1.25% of daily assets of the funds every year. This arrangement is valid according to SEC regulations. … [Read more...]
12B-1 Fees
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12B-1 Fees The mutual fund assets’ percentage used to bear the distribution and marketing expenses. This free is generally mentioned in the fund’s sales statement or prospectus. There are some true ‘no load’ funds, which do not have either 12B-1 fees or a sales charge. … [Read more...]
